Securities and Exchange Commission of Zimbabwe (SECZ)
DUE : 28 DEC 2022
MAIN DUTIES
Draft Prudential Risk-Based Supervision Policies and Manuals for Securities Market Intermediaries and Collective Investment Schemes in line with market trends.
Carry out market supervision activities, including all inspection programs aimed at securing compliance with regulatory requirements by all Securities Market Intermediaries and Collective Investment Schemes.
Draft prudential inspection reports and recommend enforcement action.
Measure licensees’ risk and internal control systems (including capital adequacy) and effectively manage risk policies and strategies.
Assess licensees’ risk policies and procedures in terms of their adequacy and alignment to the SECZ and market standards.
Draft regulatory frameworks relating to Market Conduct, Prudential Supervision, Surveillance and Risk.
Design training material and conduct training of all SMIs on prudential supervision, surveillance and risk matters and proposed regulations.
Conduct investigations of all market abuse cases and investor complaints.
REQUISITE QUALIFICATIONS, EXPERIENCE & ATTRIBUTES
First Degree in Commerce Related Degree
Equivalent Professional qualification – ACCA, CIMA, CFA
2 Years post-graduation experience in regulation of financial services or capital markets.
TO APPLY
Application letters, C.V’s and certified copies of academic certificates to be e-mailed to recruitment@seczim.co.zw
These should reach us NO LATER THAN 28 DECEMBER 2022. Only shortlisted candidates will be responded to. Indicate position being applied for on the email subject.