OLd Mutual
DUE: 16 FEB 2023
Job Description
This role is individually accountable for assisting the BU Manager and Corporate Governance Manager in establishing and embedding a culture of compliance as well as ensuring that risk processes are implemented at BU level. The individual will also be responsible for delivering the broker value proposition on compliance in selected practices. The individually is accountable for achieving results through own efforts over periods of up to 3 months.
Ensures that applicable legislation is being complied with by staff by regularly reviewing and monitoring compliance processes as well as day-to-day compliance to legislation and regulations.
Challenges and escalates (within the defined escalation framework) where deemed appropriate.
Reports on compliance breaches.
Facilitates resolution on compliance breaches.
Assists in mitigation on compliance risk.
Utilizes limited legislation and in all probability, the impact of the legislation is limited.
Influences on account of outputs are limited to specific assigned area or within the less complex Business Unit.
Ensures that an outsourced compliance function is effectively rolled out and implemented in the practices of selected independent and bank brokers.
Regularly reviews and monitors compliance processes as well as day-to-day compliance to legislation and regulations.
Provides support and assistance to BU management to embed risk management and challenges risk management information where appropriate.
Makes recommendations in ensuring that risk processes (risk assessment, identification, reporting and optimization occur at Business Unit level.
Skills
Accountable, Business Unit Management, Compliance Monitoring, Line Management, Management Reporting, Risk Assessments, Risk Compliance, Risk Management, Service Delivery
Education
Bachelor of Commerce Honours (BCom Hons): Risk Management (Required)
TO APPLY
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